Passion and energy are the ingredients for a successful future, but this is rarely enough to make a business.

Ronald J. Stauber has the perspective and experience to move from concept to commercialization.
LEGAL LINKS
LINKS TO SECURITIES LAWS AND RULES
AND REGULATIONS, WITH RELATED SEARCH SITES


From the Securities Lawyer's DeskBook
The University of Cincinnati College of Law


The Securities Act of 1933   (15 USC 77a et seq.)

l General rules and regulations promulgated under the Securities Act of 1933   (17 CFR Part 230)  
l Selected forms prescribed under the Securities Act of 1933

The Securities Exchange Act of 1934   (15 USC 78a et seq.)

l General rules and regulations promulgated under the Securities Exchange Act of 1934   (17 CFR Part 240)
l Selected forms prescribed under the Securities Exchange Act of 1934

The Investment Company Act of 1940   (15 USC 80a-1 et seq.)

l Rules and regulations promulgated under the Investment Company Act of 1940   (17 CFR Part 270)

The Investment Advisers Act of 1940   (15 USC 80b-1 et seq.)  

l Rules and regulations promulgated under the Investment Advisers Act of 1940   (17 CFR Part 275)

Standards of Professional Conduct for Attorneys   (17 CFR Part 205)

l Regulation S-X   (17 CFR Part 210)
l Regulation S-B   (17 CFR Part 228)
l Regulation S-K   (17 CFR Part 229)
l Regulation M-A   (17 CFR 229.1000 et seq.)
l Regulation S-T   (17 CFR Part 232)
l Regulation M and ATS   (17 CFR 242.100 & 242.300)
l Regulation AC   (17 CFR 242.500 et seq.)
l Regulation FD   (17 CFR Part 243)
l Regulation G   (17 CFR Part 244)
l Regulation BTR   (17 CFR Part 245)
l Regulation S-P   (17 CFR Part 248)  
l Sarbanes-Oxley Act of 2002    

SEC Final Rules

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