The Securities Act of 1933 (15 USC § 77a et seq.)
The Securities Exchange Act of 1934 (15 USC § 78a et seq.)
The Investment Company Act of 1940 (15 USC § 80a-1 et seq.)
The Investment Advisers Act of 1940 (15 USC § 80b-1 et seq.)
Standards of Professional Conduct for Attorneys (17 CFR Part 205)
SEC Final Rules